Tax Document Mailing Information

Pershing Tax Document Information

The mail dates for IRS Form 1099 (B, DIV, INT, OID, and MISC) tax statements for the 2022 tax year are below. Pershing will continue a phased approach, ensuring clients with Pershing accounts receive their tax forms in the first few months of the year with complete information.

To learn how to access your tax forms, statements, and documents online, please click here.

Pershing will evaluate each account to determine whether clients have received the final tax information for each security. This method accelerates the issuing of original 1099 forms and reduces the publishing of revised forms.

1

January 31

Form 1099 will be mailed for accounts with holdings and income that typically do not require reclassification or additional information from issuers. Generally, this includes accounts holding stocks, bonds and options.

2

February 15

Form 1099 will be mailed for accounts holding mutual funds, certain unit investment trusts (UITs), real estate investment trusts (REITs), and certain equities, because the issuer provided its final tax information after the January 31 mailing was prepared.

Pending 1099 Notices will be mailed for accounts where we are awaiting data from issuers or in cases where we have not completed processing and review of all information. 

3

February 28

Form 1099 mailing will occur for accounts for which we can now include information that was previously pending income reclassifications from issuers of mutual funds, REITs, and certain equities because the issuer or trustee has provided Pershing with final tax information. Generally, this includes remaining mutual funds, REITs, and certain equities. 

4

March 15

Form 1099 mailing will occur for all remaining accounts, regardless of whether pending income reclassifications for the account’s income have been received from issuers. Generally, this includes accounts holding complex non-equity securities, such as real estate mortgage investment conduits (REMICs), widely held fixed investment trusts (WHFITs), and some UITs.